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Securities commission
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#	Item
361	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:33 Law Arbitration Financial Industry Regulatory Authority United States securities law Arbitral tribunal Securities Exchange Act Securities regulation in the United States Forum U.S. Securities and Exchange Commission United States Arbitration Association Consumer arbitration
362	Clearing and settlement facilities: Australian and overseas operators Add to Reading List Source URL: download.asic.gov.au Language: English Australian Securities Exchange Australian Securities and Investments Commission Corporate governance Bank Government Financial regulation in Australia
363	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-30 15:41:18 Economy Finance Stock market Business Equity securities Corporate finance Corporate law U.S. Securities and Exchange Commission Non-voting stock Incorporation Security Preferred stock
364	THE COMMITTEE OF EUROPEAN SECURITIES REGULATORS Date: Ref.: December 2001 Add to Reading List Source URL: www.spi-romania.eu Language: English - Date: 2007-07-12 12:42:53 Financial markets Committee of European Securities Regulators European Commission Finance Economy Financial regulation Financial economics Markets in Financial Instruments Directive
365	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-15 13:41:38 Finance Money Economy Exchange-traded funds IShares SPDR U.S. Securities and Exchange Commission Index fund Securities regulation in the United States Barclays Capital Aggregate Bond Index Security Bond
366	Wall Street Lawyer led to some of the strongest, most productive companies in the world. I think it’s no accident that the American approach to capital markets, including SEC oversight, has been emulated by Add to Reading List Source URL: www.dgslaw.com Language: English - Date: 2015-04-01 10:48:59 Economy Finance Money Corporate crime U.S. Securities and Exchange Commission Securities regulation in the United States DoddFrank Wall Street Reform and Consumer Protection Act Public Company Accounting Oversight Board Securities Act Insider trading Registered Investment Adviser Broker-dealer
367	International Regulate January 2014 Editorial Once again, European issues form the subject of the editorial. It is thought that regulators in a number of jurisdictions have been waiting for Europe to decide on Add to Reading List Source URL: www.bakertillycayman.com Language: English - Date: 2014-11-03 12:44:05 Economy Accounting Auditing Business Systemic risk Financial regulation International standards International Organization of Securities Commissions Audit Assurance services Credit rating agency U.S. Securities and Exchange Commission
368	Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR Add to Reading List Source URL: www.sipc.com Language: English - Date: 2016-07-05 15:13:24 United States securities law Finance Self-regulatory organizations Economy Investment Securities Investor Protection Corporation Government Securities Investor Protection Act U.S. Securities and Exchange Commission Net capital rule
369	Accounting Restatements and the Timeliness of Disclosures Brad Badertscher University of Notre Dame Jeffrey J. Burks* University of Notre Dame Add to Reading List Source URL: financialreg.nd.edu Language: English - Date: 2016-01-13 13:51:15 Economy Auditing Business Restatements of the Law United States law Enron scandal Financial Accounting Standards Board U.S. Securities and Exchange Commission Materiality
370	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-06-22 11:21:10 Financial regulation International Organization of Securities Commissions Securities commission Securities Commission of New Zealand Government Economy Law

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